Governance & Regulatory Compliance
MOORGATE ASSET MANAGEMENT LTD operates under the highest standards of corporate governance and regulatory oversight in the United Kingdom.
Corporate Identity
Company Details
Legal Name: MOORGATE ASSET MANAGEMENT LTD
Company Number: 10166493
Incorporation Date: 6 May 2016
Company Status: Active
Company Type: Private Limited Company
Registered Office
Suite 15 Cobbs Wood House
Chart Road
Ashford, Kent
TN23 1EP
United Kingdom
SIC Code: 70221
Financial management
Corporate Governance Framework
Board of Directors
- Independent Non-Executive Directors
- Quarterly Board Meetings
- Audit Committee
- Risk Committee
- Remuneration Committee
Compliance & Risk
- Chief Compliance Officer
- Risk Management Framework
- Internal Audit Function
- External Auditors
- Annual Compliance Reviews
Client Protection
- FSCS Protection
- Segregated Client Accounts
- Independent Custodians
- Professional Indemnity Insurance
- Complaints Procedure
Global Reach & International Presence
Operating from our UK headquarters, we serve clients across multiple continents with a truly global investment perspective.
Active client relationships across Europe, Asia, Americas, Africa, and Oceania
International client base spanning major financial centers worldwide
Round-the-clock monitoring of global markets and investment opportunities
International Markets
- European Markets:
Deep expertise in UK, EU, and Swiss financial markets with established relationships across major European exchanges
- Asian Markets:
Strategic partnerships in Hong Kong, Singapore, Tokyo, and emerging Asian financial hubs
- Americas:
Active presence in North and South American markets including US, Canada, and Latin American economies
- Middle East & Africa:
Growing footprint in Gulf Cooperation Council (GCC) states and key African financial centers
Global Partnerships
- International Custodians:
Partnerships with leading global custodian banks for secure asset holding
- Cross-Border Compliance:
Expertise in navigating international regulatory frameworks and tax treaties
- Multi-Currency Operations:
Sophisticated currency management across major global currencies
- Global Research Network:
Access to international research providers and on-the-ground market intelligence
- International Client Services:
Multilingual support team serving clients in their preferred language and time zone
Important Regulatory Disclosures
Company Registration: MOORGATE ASSET MANAGEMENT LTD is registered in England and Wales under company number 10166493. The company has been active since 6 May 2016.
Registered Office: Suite 15 Cobbs Wood House, Chart Road, Ashford, Kent, TN23 1EP, United Kingdom.
Business Activity: The company operates under SIC code 70221 (Financial management).
Investment Risk: The value of investments and the income from them can go down as well as up and investors may not get back the amount originally invested. Past performance is not a reliable indicator of future results.
Target Market: Our services are intended for professional clients, eligible counterparties, and high net worth individuals as defined by FCA regulations.
Complaints: If you have a complaint, please contact our Compliance Officer at compliance@moorgate.com. If we cannot resolve your complaint, you may refer it to the Financial Ombudsman Service.
Compensation: We are covered by the Financial Services Compensation Scheme (FSCS). You may be entitled to compensation from the scheme if we cannot meet our obligations.
Verification: All company information can be verified through Companies House at https://find-and-update.company-information.service.gov.uk/company/10166493
Questions About Our Governance?
Our compliance team is available to answer any questions about our regulatory status, governance framework, or policies.
Contact Compliance Team